Skip to content

Our Ontario Lawyers

When success matters, there is no substitute for the advantage that comes from experience.

Search for a lawyer below:

Office:

Search Results

We're sorry, We cannot locate any lawyers with that criteria. Please search again.

Sort By:

Experience and Expertise:

How Can We Help? We’ll be happy to match you to the right qualified Lerners Lawyer.
Insights

$400,000 profit from insider trading nets analyst a $750,000 administrative penalty and a permanent ban from the OSC

1 minute read

In an interview in which he was asked for his thoughts about financial and professional sanctions imposed by the Ontario Securities Commission in a recent illegal insider trading case, securities litigator Bill Pepall noted that it demonstrates how seriously regulators are taking insider trading cases, even when only small amounts of money are involved. He also points out that in addition to these severe regulatory penalties, insiders engaged in prohibited trading or tipping are also at risk of additional civil liability, a risk that is discussed less often in the industry.

Read advocatedaily.com article

LERNx Sidebar

Insights

Our lawyers are committed to making the law easier to access for all by publishing high-quality and industry-leading content.

William E. Pepall

We are here to help.

Do you have any questions about your unique scenario? Feel free to reach out directly by visiting my Lerners Profile View My Full Profile